Think you don’t have to worry about the SEC because you’re at a private company or a non-profit? Think again says, Kevin Muhlendorf, attorney at ...

Martela Corporation, Stock Exchange Release, 13.3.2025 at 10.00 a.m. The Annual General Meeting of Martela Corporation will ...

The Securities and Exchange Commission dramatically pulled back on accounting and auditing enforcement last year after two ...

On Monday, March 10, 2025, the SEC announced a new final rule revoking the Director of Enforcement’s previous authority to issue formal orders, ...

On March 3, 2025, the Securities and Exchange Commission’s Division of Corporation Finance announced that it has enhanced its ...

Federal regulators accused Cambridge Investment advisors of steering clients to investments that made more money for their ...

In an annual release, law firm Eversheds Sutherland finds the broker-dealer self-regulator's total number of enforcement actions increased last year, even as its fine haul fell.

Small-business owners should now expect an interim rule that would, once again, extend the reporting deadlines as part of the process to craft new guidance. The Financial Crimes Enforcement Network, ...

The FDIC says that its staffing problems have already made it harder to adequately supervise banks and reduce the risk of ... In an emailed response to NPR, a White House deputy press secretary said, ...

The business secretary has apologised after it emerged he claimed to be a solicitor - despite not finishing his training. Jonathan Reynolds faced calls to resign after accusations he described ...

“Let me be crystal clear—this investigation never should have been opened,” said Dan Gallagher, Chief Legal, Compliance, and Corporate ... stance from the SEC may prompt other regulators to reevaluate ...

Lawsuits filed against cryptocurrency platforms during President Joe Biden’s administration continue to fall away as the administration of President Donald Trump has projected a much more ...