The crypto exchanges Kraken and Gemini are reportedly considering Initial Public Offerings in the near future, according to reports in Bloomberg earlier this month, spurred by the Trump Administration ...

The SEC has dropped its case against crypto influencer Ian Balina, signaling a potential shift away from crypto enforcement ...

Congressman Byron Donalds (R-FL) took aim at the U.S. Securities and Exchange Commission (SEC) today, pressing Acting ...

The Securities and Exchange Commission dramatically pulled back on accounting and auditing enforcement last year after two ...

Many crypto companies and investors are looking at the SEC's enforcement case against Ripple Labs after the regulator agreed ...

The U.S. Securities and Exchange Commission (SEC) drastically reduced its accounting and auditing enforcement activity in fiscal year 2024, the ...

Policy change at the regulator does not bind courts from analyzing the key question of whether certain crypto transactions ...

The U.S. Securities and Exchange Commission is encountering mounting challenges in its oversight of cryptocurrency exchanges, with key cases involving Binance and Coinbase experiencing temporary halts ...

As legal and political questions swirl, the brokerage industry self-regulator reasserts itself with “increased regulatory ...

The Securities and Exchange Commission (SEC) has updated rules for enforcement actions. According to a document posted on the SEC's website, the Director of ...

“In the absence of abolishing Finra, Project 2025 makes numerous proposals about how Finra should be changed, such as making ...

In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments and cases from February 2025.