SEC’s enforcement case against Ripple may be wrapping up
The US Securities and Exchange Commission may be preparing to end its enforcement action against Ripple Labs after more than ...
Accounting Today1d
SEC hits the brakes on accounting and auditing enforcement
The Securities and Exchange Commission dramatically pulled back on accounting and auditing enforcement last year after two ...
Finra’s Brisk 2024 Enforcement Activity Reverses 8-Year Slide, Independent Report Finds
As legal and political questions swirl, the brokerage industry self-regulator reasserts itself with “increased regulatory ...
Crowdfund Insider3d
SEC Director of Enforcement Will No Longer Have Independent Authority to Order Investigations
The Securities and Exchange Commission (SEC) has updated rules for enforcement actions. According to a document posted on the SEC's website, the Director of ...
Crypto News4d
SEC’s Crypto U-Turn: All Gensler-Era Enforcement Actions Dropped So Far
The US SEC is rolling back a barrage of enforcement actions brought against several crypto companies under the leadership of ...
JD Supra3d
Securities Enforcement Roundup – February 2025
In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments and cases from February 2025.
JD Supra1d
SEC Accounting and Auditing Enforcement Activity Plummeted in Final Year of Gensler Administration
The U.S. Securities and Exchange Commission (SEC) drastically reduced its accounting and auditing enforcement activity in fiscal year 2024, the ...
SEC‘s ‘Demolition’ of Crypto Enforcement Met With Cheers as Well as Jeers
The US Securities and Exchange Commission has kicked off the new year with a makeover, wiping clean its slate of crypto ...
Accounting Today7d
PCAOB and SEC crackdown on auditors appears to be ending
Enforcement activity was more muted in the second half of the year, due to a Supreme Court decision and multiple lawsuits ...
Blockonomi1d
“The Time Has Ended”: Ian Balina Celebrates as SEC Drops Crypto Case Against YouTuber
The SEC has dropped its case against crypto influencer Ian Balina, signaling a potential shift away from crypto enforcement ...
SEC halts enforcement action on crypto sector
Washington: The US Securities and Exchange Commission (SEC) has kicked off the new year with a makeover, wiping clean its ...
‘We Have the Receipts’: Coinbase Files FOIA Request for SEC’s Crypto Expenditures
With no definitive court ruling and the potential for conflicting judicial opinions, the SEC’s decision to drop the case can ...