Financial Advisor9h
Finra's Fate In The Hands Of New SEC Chair, Project 2025 Author Predicts
One of the authors of Project 2025—the conservative manifesto viewed by many as the Trump’s administration's guide for aggressive deregulation—is standing by his call for the Financial Industry ...
JD Supra11h
SEC Revokes Enforcement Division’s Authority to Issue Formal Orders of Investigation
SEC Staff seeking authority to issue subpoenas must now obtain Commission approval. On March 10, 2025, in a vote that fell along ...
U.S. News & World Report22h
Planmember Securities Corporation
What should I know about this firm? Planmember Securities Corporation is a national financial advisory firm headquartered in Carpinteria, CA. The firm has $8.3 billion under management and employs ...
JD Supra1d
The SEC's Reach Beyond Publicly Traded Companies
Think you don’t have to worry about the SEC because you’re at a private company or a non-profit? Think again says, Kevin Muhlendorf, attorney at ...
Notice to the Annual General Meeting of Martela Corporation; proposals of the Board of Directors and shareholders
Martela Corporation, Stock Exchange Release, 13.3.2025 at 10.00 a.m. The Annual General Meeting of Martela Corporation will ...
Accounting Today2d
SEC hits the brakes on accounting and auditing enforcement
The Securities and Exchange Commission dramatically pulled back on accounting and auditing enforcement last year after two ...
National Law Review2d
SEC Expands Nonpublic Review Process for All Companies Intending to Issue Securities
On March 3, 2025, the Securities and Exchange Commission’s Division of Corporation Finance announced that it has enhanced its ...
Financial Planning3d
Report: FINRA 'highly likely' to survive legal assaults
In an annual release, law firm Eversheds Sutherland finds the broker-dealer self-regulator's total number of enforcement actions increased last year, even as its fine haul fell.
Trump administration scraps mandate for most businesses, vows new rule
Small-business owners should now expect an interim rule that would, once again, extend the reporting deadlines as part of the process to craft new guidance. The Financial Crimes Enforcement Network, ...
Morningstar14d
FMC Corporation (FMC) Investors Who Lost Money Have Opportunity to Lead Securities Fraud Lawsuit
2025 /PRNewswire/ -- Glancy Prongay & Murray LLP announces that investors with losses have opportunity to lead the securities fraud class action lawsuit against FMC Corporation ("FMC" or the ...
BusinessWorld15d
Flagship transport projects to be overseen by new DoTr office
In a statement on Thursday, Transportation Secretary Vivencio B. Dizon said he issued a department order creating a Flagship Project Management Office (FPMO) to supervise the implementation of key ...
Utah Public Radio16d
The FDIC's goal is to prevent another banking crisis. It's now also a Trump target
The FDIC says that its staffing problems have already made it harder to adequately supervise banks and reduce the risk of ... In an emailed response to NPR, a White House deputy press secretary said, ...