SEC moves to kill climate disclosure rule
The acting chair of the, Mark Uyeda, took the first step Tuesday to rolling back a rule that would require thousands of ...
Pensions&Investments1d
SEC delays compliance deadline for short-sale reporting rules
The SEC in October 2023 finalized rules to require certain institutional investment managers to report short sale-related ...
JD Supra1d
SEC Outlook: Potential Updates Under Nominated Chairman Atkins
The SEC currently has several notable rule proposals that have received public comment but have not yet been finalized. The potential direction ...
Fixed income quotation: SEC extends 15c2-11 relief, again
For broker dealers who were dreading the full implementation of the Fixed Income Quotation rule, SEC rule 15c2-11, staff once ...
cryptonews21h
Court Critiques SEC’s Approach to Crypto Regulation: Gemini CLO
Gemini CLO highlights a court ruling criticizing the SEC’s crypto regulation strategy, citing due process concerns.
Yahoo Finance9d
Wematch.live LLC receives SEC approval for SBSEF Registration, Advancing Market Transparency and Efficiency
aligning with SEC standards Embedded automated lifecycle management solutions, reducing inefficiencies. "We are proud to be part of the first group of firms to receive SEC approval for SBSEF ...
cryptonews1d
SEC Likely to Acknowledge XRP and Dogecoin ETF Applications This Week: Analyst
Bloomberg ETF analyst James Seyffart says the SEC will officially acknowledge XRP and Dogecoin ETF applications this week.