Twelve firms will pay a combined $63.1 million to resolve allegations from the Securities and Exchange Commission that they failed to properly keep records. Each firm used unapproved communication ...

The Securities and Exchange Commission reached a $750,000 settlement with Shift4 Payments, resolving allegations that the payments-technology company failed to make required disclosures in several of ...

and the Securities and Exchange Commission (SEC) have reached a settlement following a yearslong probe over undisclosed settlements. The federal investigation was launched to determine whether ...

According to the SEC’s order, one settlement agreement obligated McMahon to pay a former employee $3 million in exchange for her silence about ongoing relations with McMahon, and the second ...

Vince McMahon has agreed to a settlement with the SEC. McMahon will pay a $400,000 civil penalty and reimburse WWE $1.33 million after the SEC found he violated the Securities Exchange Act.

Twelve firms will pay a combined $63.1 million to resolve allegations from the Securities and Exchange ... and senior managers. Under the settlement, investment firms Blackstone and KKR will ...

Twelve firms will pay a combined $63.1 million to resolve allegations from the Securities and Exchange ... and senior managers. Under the settlement, investment firms Blackstone and KKR will ...