Automation has democratized compliance and made it accessible to organizations of all sizes. It has also enabled organizations to manage risk better, scale their compliance capabilities efficiently, ...

RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

The increasing complexity of the business environment has brought plenty of opportunities and challenges for risk and compliance teams over recent years. The combination of an increasingly volatile ...

Your risk and compliance functions are probably costing you more than they should. Not just in budget, but in drag. When your functions are siloed, they create redundant work, blind spots and a bad ...

The legislative requirements with which mining companies in South Africa have to comply have significantly increased over the last decade. At present, a dual-listed entity such as Lonmin is required ...

The president has designated the Compliance and Integrity Office as the university office responsible for the coordination of policy development and review, and to ensure academic compliance with HOP ...